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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(2 versions)
Jul 5 2012 - Aug 20 2014Aug 21 2014 onwards

MKT 6.3.3

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) For the purposes of Rule 6.3.1(b)(ii), the offer document relating to the Foreign FundG must comply with the requirements:
(a) relating to a Designated FundG in a Recognised JurisdictionG ; or
(b) in a jurisdiction which provides a level of regulation relating to the offer which is acceptable to the DFSAG .
(2) The DFSAG may accept an offer document referred to in (1)(b) subject to such conditions or restrictions imposed by the DFSAG as it sees fit.
(3) Where the offer document referred to in (1) is not in the English language, it must be accompanied by an English translation acceptable to the DFSAG .
(4) The procedures in Schedule 3 to the Regulatory Law apply to a decision of the DFSAG under this Rule to impose conditions or restrictions.
(5) If the DFSAG decides to exercise its power under this Rule to impose conditions or restrictions, the applicant may refer the matter to the FMTG for review.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM134/2014 (Made 21st August 2014). [VER5/06-14]