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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
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(2 versions)
Jul 5 2012 - Aug 20 2014Aug 21 2014 onwards

MKT 6.3.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The DFSAG will approve a Fund ProspectusG which has been filed with the DFSAG in accordance with Rule 6.3.1 as soon as reasonably practicable where it is satisfied that the ProspectusG complies with all the requirements applicable to that ProspectusG .
(2) A Fund ProspectusG is not an Approved ProspectusG for the purposes of Article 14(2) of the Law unless the DFSAG has issued to the applicant a notice stating its approval:
(a) of the ProspectusG or Supplementary ProspectusG , as the case may be; and
(b) in the case of a, ProspectusG in (a) comprising multiple documents, of all the multiple documents.
(3) The procedures in Schedule 3 to the Regulatory Law apply to a decision of the DFSAG under this Rule not to approve a Fund ProspectusG .
(4) If the DFSAG decides to exercise its power not to approve a Fund ProspectusG under this Rule, the applicant may refer the matter to the FMTG for review.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM134/2014 (Made 21st August 2014). [VER5/06-14]