Dubai Financial Services Authority

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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)

Rulebook Modules

Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]

Authorised Market Institutions (AMI) [VER18/02-17]

Auditor Module (AUD) [VER3/02-17]

Conduct of Business Module (COB) [VER33/07-19]

Collective Investment Rules (CIR) [VER25/07-19]

Fees Module (FER) [VER20/02-19]

Fund Protocol Rules (FPR) [VER1/02-19]

General Module (GEN) [VER44/07-19]

Glossary Module (GLO) [VER44/07-19]

Islamic Finance Rules (IFR) [VER13/12-18]

Markets Rules (MKT) [VER15/07-19]

MKT 1 Introduction

MKT 2 Offer of Securities

MKT 3 Governance of Reporting Entities

MKT 4 Market Disclosure

MKT 4.1 Application

MKT 4.2 Disclosure of Inside Information

MKT 4.3 Disclosure of Interests by Connected Persons

MKT 4.4 Disclosure of Directors' Material Interests

MKT 4.5 Power to Direct Disclosure

MKT 4.6 Other Matters that Require Market Disclosure

MKT 4.6.1

MKT 4.7 Manner of Market Disclosure

MKT 5 Accounting Periods and Financial Reports and Auditing

MKT 6 Listed Funds

MKT 7 Sponsors and Compliance Advisers

MKT 8 Systems and Controls

MKT 9 The Listing Rules

MKT 9A Market Abuse

MKT 10 Transitional Rules

MKT App 1 Content of a Prospectus

MKT App 2 Market Disclosure

MKT App 3 Market Disclosure Relating to Listed Funds

MKT App 4 Corporate Governance Best Practice Standards

MKT App 5 List of Exempt Offerors

MKT App 6 Continuing Obligations — Security Specific Disclosures

Price Stabilisation Module (PRS) [VER7/04-18]

Prudential — Insurance Business Module (PIN) [VER15/01-18]

Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]

Recognition (REC) [VER12/01-18]

Representative Office Module (REP) [VER10/04-18]

Takeover Rules Module (TKO) [VER7/02-16]

Sourcebook Modules

Consultation Papers

Policy Statements

DFSA Codes of Practice

Amendments to Legislation

Financial Markets Tribunal

Connected by Complinet

Location: Dubai Financial Services Authority (DFSA) > Rulebook Modules > Markets Rules (MKT) [VER15/07-19] > MKT 4 Market Disclosure > MKT 4.6 Other Matters that Require Market Disclosure > MKT 4.6.1

MKT 4.6 Other Matters that Require Market Disclosure

MKT 4.7 Manner of Market Disclosure

Versions
(1 version)

Jul 5 2012 onwards

MKT 4.6.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Reporting Entity^G must disclose to the market in accordance with Rule 4.7.1 the matters specified in App2.

Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]

MKT 4.6 Other Matters that Require Market Disclosure

MKT 4.7 Manner of Market Disclosure