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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Jul 5 2012 onwards

MKT 2.9.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

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(1) If, during the currency of the ProspectusG :
(a) there is a significant change in, or a material mistake or inaccuracy affecting, any matter contained in the ProspectusG ; or
(b) a significant new matter arises,
the PersonG making the Prospectus OfferG must produce a Supplementary ProspectusG in accordance with the requirements in this RuleG .
(2) For the purpose of (1), 'significant' or 'material' means information which an investor would reasonably require for the purpose of making an informed assessment relating to the SecuritiesG to which the ProspectusG relates.
(3) In the case of a Prospectus OfferG , the PersonG required to produce the Supplementary ProspectusG under (1) must:
(a) make a clear statement that it is a Supplementary ProspectusG ;
(b) comply with the requirements in section 2.6 relating to the approval of a Supplementary ProspectusG ; and
(c) ensure that the Supplementary ProspectusG is available until the end of the Offer PeriodG :
(i) in the same media and through the same channels as the original ProspectusG ; and
(ii) to each offeree free of charge; and
(d) provide the Supplementary ProspectusG without undue delay to each PersonG who has subscribed for or offered to purchase the SecuritiesG in reliance on the initial ProspectusG .
(4) For the purposes of complying with (3), if the ProspectusG comprises a Registration StatementG and a Securities NoteG , the Supplementary ProspectusG must consist of an updated Registration StatementG and Securities NoteG .
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]