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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Jul 5 2012 onwards

MKT 2.2.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For the purposes of Article 12(c) of the Law, in addition to the Exempt CommunicationsG specified in the Law, a communication is hereby prescribed by the DFSAG as an Exempt CommunicationG if it is made:

(a) in connection with the trading of SecuritiesG that are listed and traded on a Regulated ExchangeG ; and
(b) in the ordinary course of business of an Authorised FirmG or Recognised MemberG .
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]