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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER43/02-19]
GEN 2 Financial Services
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
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Financial Markets Tribunal
Archive

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Apr 28 2011 - Jul 13 2013Jul 14 2013 onwards

GEN 2.2.11

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Pursuant to Article 42(1)(b) of the Regulatory Law 2004 and subject to Rule 2.2.12, an Authorised Market InstitutionG may carry on any one or more of the following Financial ServicesG :

(a) Operating an ExchangeG ;
(b) Operating a Clearing HouseG ; or
(c) Operating an Alternative Trading SystemG to the extent that such activities constitute operating a Multilateral Trading FacilityG as defined in Rule 2.22.1(1)(a).
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]
[Amended] DFSA RM119/2013 (Made 14th July 2013). [VER33/07-13]