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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Apr 28 2011 onwards

GEN 7.4.9

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The Responsible OfficerG function is carried out by an individual who:

(a) has significant responsibility for the management of one or more aspects of an Authorised Firm'sG affairs;
(b) exercises a significant influence on the firm as a result of (a); and
(c) is not an EmployeeG of the Authorised FirmG .