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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
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(3 versions)

CIR 14.3.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Without limiting the generality of the ProspectusG disclosure required under Article 52 of the Law, the Fund ManagerG must, in the case of a Public FundG , include in the Fund'sG ProspectusG :

(a) the information in CIR App 7, unless the Public FundG is a Passported FundG ;
(b) if the Public FundG is a Passported FundG , the information in App 1 of FPRG , including a Key Investor Information Document (KIID);
(c) if it is a specialist class of a Public FundG , any information as is relevant to that specialist class of FundG as set out in CIR section 14.4;
(d) a Summary DocumentG containing:
(i) information to clearly identify the FundG and its classification;
(ii) a short description of the FundG 's investment objectives and investment policy for achieving those objectives;
(iii) past-performance presentation or, where relevant, performance scenarios;
(iv) costs and associated charges; and
(v) risk/reward profile of the investment, including appropriate guidance and warnings in relation to the risks associated with investments in the relevant FundG ; and
(e) the mandatory statement required under CIR Rule 14.3.3; and
(f) if it is an Open-ended Fund, the information relating to the powers available to the Fund ManagerG to address liquidity risks that may arise in the FundG , and procedures, including triggers, for the exercise of such powers, required under CIR Rule 8.6A.1(2)(d).
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
[Amended] RM158/2015 (Made 9th December 2015). [VER19/02-16]
[Amended] DFSA RM218/2018 (Made 22nd February 2018) [VER23/12-18]
[Amended] RM235/2019 (Made 20th February 2019). [VER24/02-19]