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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Collective Investment Rules (CIR) [VER25/07-19]
Part 4 Core Rules Relating to Establishment and Management of Domestic Funds
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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CIR 8.2.4



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For the purposes of the Rules in this module, except as provided in CIR Rule 8.2.5, an Eligible CustodianG is a PersonG who is a separate legal entity from the Fund ManagerG and who also meets one of the following criteria:

(a) an Authorised FirmG whose LicenceG authorises it to Provide Custody ServicesG ;
(b) an Authorised FirmG that is a BankG ;
(c) an Authorised Market InstitutionG ;
(d) a legal entity that is authorised to provide custody services, and is supervised, by a Financial Services RegulatorG in the StateG ;
(e) a legal entity that is authorised to provide custody services, and is supervised, by a Financial Services RegulatorG in a Recognised JurisdictionG ;
(f) a legal entity where it, or its holding company, is authorised to provide custody services and is supervised by a Financial Services RegulatorG in another jurisdiction which is a Zone 1G country; or
(g) a legal entity that is authorised or recognised by a Financial Services RegulatorG to operate as an exchange or a clearing house in a Recognised JurisdictionG ;
(h) a legal entity that is:
(i) controlled and wholly owned by one or more of the national governments of the five member states of the Gulf Cooperation Council, other than the StateG ; and
(ii) authorised to provide custody services, and supervised, by a Financial Services RegulatorG of at least one of the national governments specified in (i).
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
[Amended] RM158/2015 (Made 9th December 2015). [VER19/02-16]
[Amended] RM235/2019 (Made 20th February 2019). [VER24/02-19]