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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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General Module (GEN) [VER44/07-19]
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Jan 4 2009 onwards

GEN A2.1.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An InvestmentG is, subject to (3), either:
(a) a SecurityG ; or
(b) a DerivativeG ,
as defined in GEN Rule A2.1.2 or GEN Rule A2.1.3.
(2) Such a SecurityG or DerivativeG includes:
(a) a right or interest in the relevant SecurityG or DerivativeG ; and
(b) any instrument declared as a SecurityG or DerivativeG pursuant to GEN Rule A2.4.1(1).
(3) Where a RuleG provides that a SecurityG or DerivativeG has a different classification for a specified purpose, it shall have that effect for that specified purpose and no other purpose.
[Added] DFSA RM62/2008 (Made 4th January 2009). [VER22/01-09]