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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
General Module (GEN) [VER46/01-20]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Jul 1 2008 onwards

GEN 10 Transitional Rules

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

GEN 10.1 Endorsements to hold client assets and insurance monies
Endorsement not required during transitional period
Grant of endorsement for Firms that already hold or control Client Assets
Grant of endorsement for Firms that already hold Insurance Monies
DFSA's powers not affected
GEN 10.2 Safe Custody Auditor's Report
Report not required for firms arranging custody
GEN 10.3 Re-classification of certain Financial Services
Arranging Credit or Deals in Investments
Advising on Financial Products or Credit
Public Register to be updated
Certain things not affected
Disclosure not required for Long-Term Insurance
GEN 10.1 [Deleted]
GEN 10.1.1 [Deleted]
GEN 10.1.2 [Deleted]
GEN 10.2 [Deleted]
GEN 10.2.1 [Deleted]
GEN 10.3 [Deleted]
GEN 10.3.1 [Deleted]
GEN 10.3.2 [Deleted]
GEN 10.4 [Deleted]
GEN 10.4.1 [Deleted]
GEN 10.6 [Deleted]
GEN 10.6.1 [Deleted]
GEN 10.6.2 [Deleted]
GEN 10.6.3 [Deleted]
GEN 10.5 [Deleted]
GEN 10.5.1 [Deleted]
GEN 10.7 [Deleted]
GEN 10.7.1 [Deleted]
GEN 10.7.2 [Deleted]
GEN 10.8 [Deleted]
GEN 10.8.1 span class="me">[Deleted]
GEN 10.9 [Deleted]
GEN 10.9.1 [Deleted]