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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Jul 1 2008 onwards

COB App 6 Safe Custody Provisions

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

COB A6.1 Application
COB A6.1.1
COB A6.2 General Requirements
COB A6.2.1
COB A6.2.2
COB A6.3 Recording, Registration and Holding Requirements
COB A6.3.1
COB A6.3.2
COB A6.4 Client Accounts in relation to Client Investments
COB A6.4.1
COB A6.4.2
COB A6.4.3
COB A6.4.4
COB A6.4.5
COB A6.5 Holding or Arranging Custody with Third Party Agents
COB A6.5.1
COB A6.5.1A
COB A6.5.2
COB A6.6 Safe Custody Agreements with Third Party Agents
COB A6.6.1
COB A6.6.2
COB A6.7 Client Disclosure
COB A6.7.1
COB A6.8 Client Reporting
COB A6.8.1
COB A6.9 Reconciliation
COB A6.9.1
COB A6.9.2
COB A6.9.3
COB A6.9.4
COB A6.10 Auditor's Reporting Requirements
COB A6.10 Guidance