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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Conduct of Business Module (COB) [VER34/01-20]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Jul 1 2008 onwards

COB App 5 Client Money Provisions

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

COB A5.1 Application
COB A5.1.1
COB A5.2 General Requirements
COB A5.2.1
COB A5.2.2
COB A5.3 Payment of Client Money into Client Accounts
COB A5.3.1
COB A5.3.2
COB A5.3.3
COB A5.3.4
COB A5.3.5
COB A5.4 Client Accounts
COB A5.4.1
COB A5.4.2
COB A5.5 Exceptions to Holding Client Money in Client Accounts
COB A5.5.1
COB A5.5.2
COB A5.5.3
COB A5.6 Appointment of a Third Party Agent
COB A5.6.1
COB A5.6.2
COB A5.7 Payment of Client Money to a Third Party Agent
COB A5.7.1
COB A5.7.2
COB A5.7.3
COB A5.8 Payment of Client Money from Client Accounts
COB A5.8.1
COB A5.8.2
COB A5.8.3
COB A5.8.4
COB A5.8.5
COB A5.9 Client Disclosure
COB A5.9.1
COB A5.10 Client Reporting
COB A5.10.1
COB A5.11 Reconciliation
COB A5.11.1
COB A5.11.2
COB A5.11.3
COB A5.11.4
COB A5.12 Auditor's Reporting Requirements
COB A5.12 Guidance
COB A5.13 Client Money Distribution Rules
COB A5.13.1
COB A5.13.2
COB A5.13.3
COB A5.14 Failure to Comply with this Appendix
COB A5.14.1