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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(2 versions)
 
Jun 1 2007 - Jul 4 2012Jul 5 2012 onwards

GEN 4.2.11

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must have a corporate governance framework as appropriate to the nature, scale and complexity of its business and structure, which is adequate to promote the sound and prudent management and oversight of the Authorised Firm'sG business and to protect the interests of its customers and stakeholders.

[Added] DFSA RM43/2007 (Made 1st June 2007). [VER14/06-07]
[Amended] DFSA RM95/2012 (Made 14th June 2012). [VER29/06-12]